The experience of Díaz de Rivera y Mangino in this area starts in 1979, year in which the lawyers of the firm started their active participation by providing legal advisory to Mexican Corporations in the issuance of securities within the debt and capital markets in our Country, as well as in placements abroad, whether public or private.

Our advisory involves the procurement of authorizations by the Comisión Nacional Bancaria y de Valores (National Securities and Banking Commission), the registry before the Registro Nacional de Valores (National Securities Registry) and listings in the corresponding stock exchanges.  Conducting legal audits, drafting prospects, offering memoranda and other materials required for placements, placement agreements negotiation, trust and other related documents and in issuing the required legal opinions.  We provide advisory services to issuing Corporations regarding the fulfillment of obligations before regulatory authorities.

It is worth mentioning that our firm has acted as an advisor for the Bolsa Mexicana de Valores (Mexican Stock Exchange) in the design of new products, such as Títulos Opcionales (Warrants), securities loan for short selling, issuance of certificates representative of stock indexes, and some other recently developed and implemented instruments in the Mexican Stock Market, as well as for the creation of its “B” Section and the so-called Stock Intermediary Market.

We have practiced legal audits to several brokerage houses and institutions for the deposit of securities.